401k Platform
The Empire Advisory Group builds custom, private-label corporate retirement plans for small and mid-sized financial institutions and their commercial customers. Empire provides an Open-Architecture 401k Platform specifically designed per the particular needs of each individual 401k plan. Empire delivers a web-based administrative and record keeping system, with support services offering the following:
Low Cost:
Empire's 401k Platform is significantly more affordable than most other plan offerings.
Simplicity:
Empire's 401k Platform is easy to use for Plan Sponsors in every phase of the process.
Impeccable Service:
Empire's 401k Platform provides the highest standards of services and adheres to strict policies and procedures to ensure accurate and timely services regarding:
Empire's 401k Platform provides Comprehensive Online Access via Four Online Gateways, consisting of one each for the Plan Provider, Plan Advisor, Plan Sponsor, and Plan Participant. System users are able to access and manage plan-specific information based in their individual User ID and Password. This unique data hierarchy allows Fiduciaries to monitor global Plan activity, while permitting Plan Participants access only to their specific personal accounts.
The Empire Advisory Group builds custom, private-label corporate retirement plans for small and mid-sized financial institutions and their commercial customers. Empire provides an Open-Architecture 401k Platform specifically designed per the particular needs of each individual 401k plan. Empire delivers a web-based administrative and record keeping system, with support services offering the following:
- Custom Design per the unique, specific parameters of each Plan
- Private Labeling
- Cost Reduction by crediting all 12(b)(1) fees back to the Plan
- The ability to hold Private Corporate Stock in the Plan
- Self-Directed Accounts for qualified employees
- Separate Asset Management Accounts for qualified employees
- Daily Valuation with 24-hour account access
- Comprehensive Investment Policy Statement
Low Cost:
Empire's 401k Platform is significantly more affordable than most other plan offerings.
- No asset-based administration fees
- Flat Fee record keeping structure
- Open Architecture investment neutrality
- 100% Pass Back of Plan Reimbursements from Mutual Fund Companies
Simplicity:
Empire's 401k Platform is easy to use for Plan Sponsors in every phase of the process.
- Requesting customized proposals
- Generating personalized Plan Setup Documents
- Access to information regarding ongoing Plan activity
Impeccable Service:
Empire's 401k Platform provides the highest standards of services and adheres to strict policies and procedures to ensure accurate and timely services regarding:
- Quality Control
- Daily Account Reconciliation
- Transaction Processing
- Statements
- Compliance Oversight
- Government Reporting
Empire's 401k Platform provides Comprehensive Online Access via Four Online Gateways, consisting of one each for the Plan Provider, Plan Advisor, Plan Sponsor, and Plan Participant. System users are able to access and manage plan-specific information based in their individual User ID and Password. This unique data hierarchy allows Fiduciaries to monitor global Plan activity, while permitting Plan Participants access only to their specific personal accounts.
401k Team
