Plan Guardian

Plan Guardian is an independent, non-biased Retirement Plan Fiduciary Coverage service. Empire's administrative service provider, 401k ASP, Inc., acts as a Named Plan Fiduciary to help reduce Plan Sponsor liability, and ensure compliance with ERISA requirements. Plan Guardian assists Plan Sponsors in the following areas:

  • Investment Policy Statement
  • Quarterly Monitoring, replacement and selection of core Funds
  • 404(c) qualification
  • Plan benchmarking, including review of all expenses
  • Review of Plan documentation
  • Review of Employee education
  • Daily Plan operational policies and procedures
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